IIROC conducts
disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.
|
Date |
Local Time |
Respondent |
Location of hearing |
| September 9-13; 16-20, 2019 |
10:00 a.m. |
Douglas John Eley |
IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario
|
| September 25, 2019 |
10:00 a.m. |
Bardya Ziaian |
IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario
|
| September 26, 2019 |
9:30 a.m. |
Jean-Pierre Paquette |
IIROC
525 Viger Avenue West, Suite 601
Carmen Crepin Room
Montréal, Québec
|
| October 2, 2019 |
10:00 a.m. |
Yonathan Chanoch Shields |
IIROC
121 King Street West, Suite 2000
Toronto, Ontario
|
| October 3, 2019 |
10:00 a.m. |
Mackie Research Capital Corporation Patrick Byrnes McCarthy |
IIROC
121 King Street West, Suite 2000
Alberta Room
Toronto, Ontario
|
| October 8, 2019 |
10:00 a.m. |
Francesco Coccimiglio |
IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario
|
| November 19-December 6, 2019 |
10:00 a.m. |
Dwight Cameron Mann |
Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia
|
| January 20-24, 2020 |
10:00 a.m. |
Denis Rochon |
Radisson Hotel
288 Portage Avenue
Ambassadors D
Winnipeg, Manitoba
|
| February 10-14;17-21, 2020 |
10:00 a.m. |
Brian Anthony Peters |
Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia
|
