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Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

Date Local Time Respondent Location of hearing
September 9-13; 16-20, 2019 ​10:00 a.m. Douglas John Eley

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

September 25, 2019 ​10:00 a.m. Bardya Ziaian

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

September 26, 2019 ​9:30 a.m. Jean-Pierre Paquette

IIROC
525 Viger Avenue West, Suite 601
Carmen Crepin Room
Montréal, Québec

October 2, 2019 ​10:00 a.m. Yonathan Chanoch Shields

IIROC
121 King Street West, Suite 2000
Toronto, Ontario

October 3, 2019 ​10:00 a.m. Mackie Research Capital Corporation Patrick Byrnes McCarthy

IIROC
121 King Street West, Suite 2000
Alberta Room
Toronto, Ontario

October 8, 2019 ​10:00 a.m. Francesco Coccimiglio

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

November 19-December 6, 2019 ​10:00 a.m. Dwight Cameron Mann

Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia

January 20-24, 2020 ​10:00 a.m. Denis Rochon

Radisson Hotel
288 Portage Avenue
Ambassadors D
Winnipeg, Manitoba

February 10-14;17-21, 2020 ​10:00 a.m. Brian Anthony Peters

Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia

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