home home  
 
 
 
 
 
 

Calendar of Disciplinary Hearings



IIROC conducts disciplinary proceedings before Hearing Panels. The list of scheduled hearings is updated weekly.

Date Local Time Respondent Location of hearing
November 22 ​10:00 a.m. Darren Carrigan and Jason Gold

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

November 25-29, 2019 ​10:00 a.m. Dwight Cameron Mann

Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia

December 11-13, 2019 ​10:00 a.m. TD Waterhouse Canada Inc.

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

December 16-20, 2019 ​10:00 a.m. Shirley Locke

Halifax Marriott Harbourfront Hotel
1919 Upper Water Street
Halifax, NS

January 20-24, 2020 ​10:00 a.m. Denis Rochon

Radisson Hotel
288 Portage Avenue
Ambassadors D
Winnipeg, Manitoba

February 10-14;17-21, 2020 ​10:00 a.m. Brian Anthony Peters

Reportex Agencies
1010-925 West Georgia Street
Vancouver, British Columbia

February 19-20, 2020 ​10:00 a.m. Michael Alexander McKee

IIROC
121 King Street West, Suite 2000
British Columbia Room
Toronto, Ontario

       tool bar