IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.
| 23-0006
Rulebook: UMIR
Notice type: Guidance Note
| 22-0189
Rulebook: IIROC Rules, UMIR
Notice type: Guidance Note
| 22-0185
Rulebook: UMIR
Notice type: Notice of Approval
| 22-0140
Rulebook: UMIR
Notice type: Approval/Implementation
| 22-0130
Rulebook: UMIR
Notice type: Guidance Note
| 22-0108
Rulebook: UMIR
Notice type: Technical
| 22-0054
Rulebook: UMIR
Notice type: Request for Comments