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IIROC is seeking Requests for Expression of Interest for Enhanced Proficiency Regime

In 2020, IIROC committed to setting and publishing competency standards in a multi-year initiative to strengthen and enhance confidence in its proficiency regime, with the goal of launching the new standards in 2026.

In October, we launched a request for Expressions of Interest (REOI) for prospective vendors, to provide education services in support of its enhanced proficiency regime.

Central to IIROC’s proficiency regime are the delivery of education courses and the testing of that knowledge through examinations. This opportunity involves course development, examination, learning management administration and program delivery in English and French. The REOI process will include an optional information session for all interested vendors.

Interested vendors can find out more about IIROC’s proficiency regime, as well as read and respond to the REOI at Proficiency Initiative or reach out to [email protected].

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website

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