Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

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07/22/22 | 22-0112

List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts

Rulebook: IIROC Rules

Notice type: Technical

07/21/22 | 22-0115

IIROC Cybersecurity Self-Assessment Tool for IIROC Firms

Rulebook:

Notice type: Education Notice

07/21/22 | 22-0114

IIROC Sanctions Mark Odorico

Rulebook:

Notice type: Decision

07/21/22 | 22-0116

New Webcast: IIROC Cybersecurity Self-Assessment Checklist

Rulebook:

Notice type: Education Notice

07/20/22 | 22-0113

Emerging Equities Inc.

Rulebook:

Notice type: Notice of Withdrawal of Intention to Resign

07/14/22 |

Investor Alert: Black Bull Markets

Rulebook:

Notice type: General

07/13/22 | 22-0105

List of foreign currency groups and list of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts

Rulebook: IIROC Rules

Notice type: Technical

07/12/22 | 22-0108

Request for Nominations to the Market Rules Advisory Committee

Rulebook: UMIR

Notice type: Technical

07/12/22 | 22-0107

Request for Nominations to the Fixed Income Advisory Committee

Rulebook: IIROC Rules

Notice type: Technical

07/12/22 | 22-0110

IIROC to Hold Penalty Hearing for Jeffrey Rutledge

Rulebook:

Notice type: Hearing