Updated Guidance – Margin treatment of registered account debit balances

22-0149
Type: Rules Notice> Approval/Implementation
Rule connection:
IIROC Rules
Distribute internally to:
Corporate Finance
Operations
Regulatory Accounting
Senior Management

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IIROC is publishing an updated version of C-57 – RRSP Debit Balances, a Guidance Note describing the margin treatment of debit balances arising in registered accounts.

We updated this Guidance Note to reflect the current IIROC Rules and align with the standard Guidance Note template. The Guidance Note will be effective immediately.

Appendices

Appendix A – GN-FORM1-22-001 - Margin treatment of registered account debit balances