Updated Guidance – Late Filing Fees 

22-0150
Type: Rules Notice> Approval/Implementation
Rule connection:
IIROC Rules
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Updated Guidance – Late Filing Fees

IIROC is publishing an updated version of GN-2500-21-005 – Late Filing Fees.

We are updating this Guidance Note to reflect to the recently amended IIROC Rules relating to registration information requirements, outside activity reporting and updated filing deadlines as set out in Notice 22-0061. The Guidance Note will be effective immediately.

Appendices

Appendix A – GN-2500-22-002 – Late Filing Fees

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.