Contact:
Updated Guidance – Late Filing Fees
IIROC is publishing an updated version of GN-2500-21-005 – Late Filing Fees.
We are updating this Guidance Note to reflect to the recently amended IIROC Rules relating to registration information requirements, outside activity reporting and updated filing deadlines as set out in Notice 22-0061. The Guidance Note will be effective immediately.
Appendices
Appendix A – GN-2500-22-002 – Late Filing Fees
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.