On February 3, 2021, consistent with published guidance1 , IIROC Market Integrity Officials ruled that all trades in Nabis Holdings Inc (CSE:NAB) between January 27, 2021 and February 2, 2021 inclusive would be cancelled. IIROC took this action to protect market integrity. Please refer to the related announcement from the Canadian Securities Exchange (CSE).
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
- Executive Management
- New SRO Rules
- Member Application
- Investor Office and the Investor Advisory Panel
- Information concerning mutual fund dealers registered in Québec