Securities Trading on Multiple Marketplaces

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2006-017
Type: Rules Notice> Market Integrity Notice
Rule connection:
UMIR
3.1 Restrictions on Short Selling – Repealed
5.1 Best Execution of Client Orders – Repealed
5.3 Client Priority
8.1 Client-Principal Trading
7.7 Trading During Certain Securities Transactions
Distribute internally to:
Trading
Legal and Compliance

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Market Regulation Services Inc.