Removal of the risk component of the annual fees paid by Dealer Members effective April 12021

21-0080
Type: Administrative Notice> Notice of Approval
Distribute internally to:
Senior Management
Finance

Contact:

Shuaib Shariff
Senior Vice President, Finance and Administration
Email:

On December 17, 2020, IIROC published Notice 20-0267 – Removal of the risk component of the annual fees paid by Dealer Members, requesting comments on a proposal to remove the risk component of the annual fees paid by Dealer Members. No comments were received.

This amendment which has been approved by the recognizing regulators took effect April 1, 2021.

Further Information

IIROC is publishing updated Fee Model Guidelines reflecting the amendments.

Those wishing additional information concerning the Dealer Member Fee Model should contact:

Shuaib Shariff
Senior Vice President, Finance and Administration
121 King Street West, Suite 2000
Toronto, ON, M5H 3T9
[email protected]