On December 17, 2020, IIROC published Notice 20-0267 – Removal of the risk component of the annual fees paid by Dealer Members, requesting comments on a proposal to remove the risk component of the annual fees paid by Dealer Members. No comments were received.
This amendment which has been approved by the recognizing regulators took effect April 1, 2021.
IIROC is publishing updated Fee Model Guidelines reflecting the amendments.
Those wishing additional information concerning the Dealer Member Fee Model should contact:
Senior Vice President, Finance and Administration
121 King Street West, Suite 2000
Toronto, ON, M5H 3T9
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.