Regent Capital Partners Inc.

22-0094
Type: Member Notice> Termination
Distribute internally to:
Credit
Legal and Compliance
Senior Management
Trading Desk

Contact:

Jaskirn Pannu-Purba
Membership & GCO Specialist
Telephone:
Email:

Pursuant to an Order, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) has terminated Regent Capital Partners Inc.’s IIROC membership. The termination is effective June 3, 2022.

Regent Capital Partners Inc. has been suspended since January 21, 2022.

The Order is available at:

Regent Capital Partners Inc. - Termination Order