Regent Capital Partners Inc.

22-0017
Type: Member Notice> Suspension
Distribute internally to:
Credit
Legal and Compliance
Senior Management
Trading Desk

Contact:

Jaskirn Pannu-Purba
Membership & GCO Specialist
Telephone:
Email:

Following a hearing held on January 21, 2022 in Toronto, Ontario, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) suspended the membership rights and privileges of Regent Capital Partners Inc.  The suspension is effective January 21, 2022.

The Order is available at: Regent Capital Partners Inc., Suspension Order