In this webcast, IIROC’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Victoria Pinnington, Senior Vice-President, Market Regulation deliver the opening remarks, and Michael Librizzi, Director, Trading, Montreal, Kevin McCoy, Vice-President, Market Compliance and Policy, and Alex Taylor, Vice-President, Market Surveillance highlight the following topics:
- Complex Order Types
- Regulatory Halts in Canada
- Messaging Rates
- ETF NAV Trades – refresher
- Cross Asset Surveillance
- Crypto status
- Seeking Exemptions from UMIR – rules proposal
- Short Selling Work
The presentation was delivered in English and French.
Please also note the presentation was recorded prior to the creation of the New Self-Regulatory Organization of Canada (a consolidation of IIROC and the MFDA). Therefore, there will be references to IIROC throughout.
This webcast will be available on January 26, 2023.
There will be 1.0 Compliance continuing education credits available.
Register for the webcast
View IIROC’s full list of CE accredited webcasts.