New Webcast: IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

21-0220
Type: Education Notice
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Contact:

Dianne Weatherby
Manager, Corporate Events and Member Education Services
Telephone:
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Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:

  • ETF - Trading at the NAV
  • Closing Price Orders
  • MM vs mm
  • NCIBs - marking orders
  • LEI Implementation

Opening remarks were made Paula Sexsmith, Chair, Canadian Security Traders Association, and Victoria Pinnington, Senior Vice-President, Market Regulation, IIROC. 

The webcast will be available on Thursday, November 25, 2021 at 7 a.m. Eastern Time and on a 24/7 basis after that date.

There will be 1.0 Compliance continuing education credits available. 

Register for the webcast.

View IIROC’s full list of CE accredited webcasts.