Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:
- ETF - Trading at the NAV
- Closing Price Orders
- MM vs mm
- NCIBs - marking orders
- LEI Implementation
Opening remarks were made Paula Sexsmith, Chair, Canadian Security Traders Association, and Victoria Pinnington, Senior Vice-President, Market Regulation, IIROC.
The webcast will be available on Thursday, November 25, 2021 at 7 a.m. Eastern Time and on a 24/7 basis after that date.
There will be 1.0 Compliance continuing education credits available.