IIROC and the Investment Industry Association of Canada (IIAC) hosted a live virtual conference on Thursday, December 9 to discuss innovation in the Canadian investment industry.
This webcast features a discussion about the important contribution technology brings to our personal and professional lives. In the financial services industry, data processing, imaging and data-base solutions, and mobile access are a few examples of innovation that has resulted in people having the opportunity to engage in the investment and savings process that ultimately can lead to greater wealth accumulation.
- Scott MacKenzie, President, Fidelity Clearing Canada
- Rob McLean, Senior Vice-President, Information Technology, Guardian Capital Group Limited
- Laura Paglia, President and CEO, IIAC
- Scott Stennett, COO and Director, Richardson Wealth
- Irene Winel, Senior Vice-President, Member Regulation and Strategy, IIROC
This webcast will be available on Thursday, February 3, 2022, at 7 a.m. Eastern Time and on a 24/7 basis after that date.
There will be 1.0 Compliance continuing education credits available.
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.