New Webcast: IIROC Cybersecurity Self-Assessment Checklist

22-0116
Type: Education Notice
Distribute internally to:
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact:

Dianne Weatherby
Manager, Corporate Events and Member Education Services
Telephone:
Email:

In 2021, IIROC engaged Deloitte to develop a cybersecurity self-assessment tool to help small and medium-sized firms identify areas of strength and weakness based on their information security practices.

This webcast features Suzanne Lasrado, IIROC’s Director, Member Regulation and Strategy, Ray Hori, Senior Vice-President, Chief Information Officer, Aviso Wealth Inc., Daphne Lucas, Partner, Deloitte and Tyson Mark, IT Director, Gravitas Securities. In this session, participants will:

  • Touch upon the importance of conducting regular cybersecurity self-assessments and why they are important to firms of all sizes; and
  • Provide a demo of the self-assessment tool, including how to interpret the results and the reports.

The webcast will be available on July 21, 2022, at 7 a.m. Eastern Time.

There will be 0.75 compliance continuing education credits available.

Register here.

IIROC firms may request a copy of the cybersecurity self-assessment tool by completing this form, and if you have any questions please contact [email protected].

Visit IIROC’s Cybersecurity & Technology landing page, and for further information view the relevant Education Notice.

View the full list of IIROC’s CE accredited webcasts.

Welcome to CIRO.ca!

We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.