List of securities eligible for reduced margin (LSERM) (Supplement)

22-0088
Type: Rules Notice> Technical
Rule connection:
IIROC Rules
Distribute internally to:
Credit
Internal Audit
Legal and Compliance
Operations
Regulatory Accounting
Retail
Senior Management
Trading Desk

Contact:

Member Regulation Policy
Email:
Bruce Grossman
Senior Information Analyst, Member Regulation Policy
Telephone:
Email:

Quarter ended March 31, 2022

This notice should be read in conjunction with IIROC Notice 22-0067, LSERM, which was published on May 4, 2022. Since the publication of that list, Horizons Intl Developed Markets Equity Index ETF (HXDM and HXDM.U) has been identified as eligible for inclusion on that LSERM.

Microsoft Excel format

LSERM is available in Microsoft Excel format on the IIROC website, under Rules and Enforcement – IIROC Rules – Supporting Resources – Supporting Schedules.