Harbourfront Wealth Management Inc.

22-0178
Type: Member Notice> Change in Control/Ownership
Distribute internally to:
Credit
Legal and Compliance
Senior Management
Trading Desk

Contact:

Jaskirn Pannu-Purba
Membership & GCO Specialist
Telephone:
Email:

The Pacific District Council of the Investment Industry Regulatory Organization of Canada has approved Audax Management Company, LLC to acquire a 70% indirect equity interest in Harbourfront Wealth Management Inc., pursuant to Rule 2108(2).

The effective date of this transaction is September 9, 2022.