Entering Client Orders on Non-transparent Marketplaces and Facilities

Download file version
2007-019
Type: Rules Notice> Market Integrity Notice
Rule connection:
UMIR
5.1 Best Execution of Client Orders – Repealed
5.2 Best Price Obligation – Repealed
5.3 Client Priority
6.3 Exposure of Client Orders
Distribute internally to:
Legal and Compliance
Trading

Contact:

Market Regulation Services Inc.