COVID-19: IIROC Offices

Type: Media Release> General

Contact:

Sean Hamilton
Director, Public Affairs and Member Education Services
Telephone:
Email:

Of paramount importance to IIROC is the wellbeing and safety of our employees and all Canadian market participants. Therefore, as a result of the COVID-19 coronavirus, all IIROC offices are now closed until further notice, with employees working remotely.

We continue to carry out all core, critical regulatory responsibilities – which includes the real-time oversight of all equity trading in Canada. We are in frequent contact with key stakeholders, including the Canadian Securities Administrators.

IIROC continues to monitor government and public health directives and, as the situation develops, we will adapt our plans and issue further communication, where appropriate.

If you need to contact someone at IIROC, please visit our contact us page. As there may be some delays in responding, we thank you for your patience and understanding.

We wish you continued good health and we will update this message as the situation changes.

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.