Publication of Proposed Provisions Respecting Client Identifiers

Date opened: June 28, 2018

Date closed: September 26, 2018

Status: Closed

Summary/details:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) that would require Dealer Members to report client identifiers to IIROC.

Notices about this consultation: