Proposed Amendments Respecting the Trading of Derivatives on a Marketplace

Date opened: October 8, 2020

Date closed: December 7, 2020

Status: Closed


IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) / IIROC Rules (together, IIROC requirements) that would regulate the trading of listed derivatives on a marketplace for which IIROC acts as the regulation services provider (RSP).

Notices about this consultation: