Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC

Date opened: October 17, 2019

Date closed: November 18, 2019

Status: Closed

Summary/details:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to IIROC Rule 9500 (Rule 9500) to eliminate restrictions on information IIROC can receive from its approved ombudsman service, the Ombudsman for Banking Services and Investments (OBSI).

A blackline of Rule 9500 reflecting the Proposed Amendments is set out in Appendix A. A clean version of Rule 9500 reflecting the Proposed Amendments is set out in Appendix B.

Notices about this consultation: