Consultation Paper — Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional

Date opened: August 18, 2020

Date closed: November 16, 2020

Status: Closed

Summary/details:

The Investment Industry Regulatory Organization of Canada (IIROC) is in the process of developing and publishing competency profiles for all IIROC approval categories. The first phase of this project is the publication of competency profiles for its two largest categories of Registered Representative (RR) and Investment Representative (IR).

We are publishing this Consultation Paper to solicit feedback on our proposed competency profile for RRs and IRs.

Notices about this consultation: