Date opened: August 18, 2020
Date closed: November 16, 2020
Status: Closed
Summary/details:
The Investment Industry Regulatory Organization of Canada (IIROC) is in the process of developing and publishing competency profiles for all IIROC approval categories. The first phase of this project is the publication of competency profiles for its two largest categories of Registered Representative (RR) and Investment Representative (IR).
We are publishing this Consultation Paper to solicit feedback on our proposed competency profile for RRs and IRs.
Relevant documents:
Notices about this consultation:
08/18/20
Consultation Paper - Competency Profiles for Registered Representatives and Investment Representatives, Retail and Institutional Type: Administrative Notice
Subtype: Request for Comments