Date
Continuing Education Credit
Compliance CE credit : 1.0
More Details
In this webcast, IIROC’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Victoria Pinnington, Senior Vice-President, Market Regulation deliver the opening remarks, and Michael Librizzi, Director, Trading, Montreal, Kevin McCoy, Vice-President, Market Compliance and Policy, and Alex Taylor, Vice-President, Market Surveillance highlight the following topics:
- Complex Order Types
- Regulatory Halts in Canada
- Messaging Rates
- ETF NAV Trades – refresher
- Cross Asset Surveillance
- Crypto status
- Seeking Exemptions from UMIR – rules proposal
- Short Selling Work