Search

Tips for Traders — Montreal

Date

Continuing Education Credit

Compliance CE credit : 1.0

Register for the webcast

More Details

In this webcast, IIROC’s Claudyne Bienvenu, Vice-President, Québec and Atlantic Canada and Victoria Pinnington, Senior Vice-President, Market Regulation deliver the opening remarks, and Michael Librizzi, Director, Trading, Montreal, Kevin McCoy, Vice-President, Market Compliance and Policy, and Alex Taylor, Vice-President, Market Surveillance highlight the following topics:

  • Complex Order Types
  • Regulatory Halts in Canada
  • Messaging Rates
  • ETF NAV Trades – refresher
  • Cross Asset Surveillance
  • Crypto status
  • Seeking Exemptions from UMIR – rules proposal
  • Short Selling Work

Program Details

Back to Continuing Education

Welcome to CIRO.ca!

We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

In this section