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Overview of the Canadian Investor Protection Fund (CIPF)

Date

Continuing Education Credit

Compliance continuing education credit: 0.5

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A new training seminar “Overview of the Canadian Investor Protection Fund (CIPF)” has been developed by the Canadian Investor Protection Fund (CIPF) to help individual employed by IIROC member firms learn about CIPF and meet their IIROC Compliance CE requirements.

Program Details

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MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website

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