Date
Continuing Education Credit
Compliance continuing education credit: 0.50
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Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:
- Complex Order Types
- Odd Lot Trading – observations
- Trade Halts in Canada
- Messaging Rates
- ETF NAV Trades – refresher
- Cross Asset Surveillance
- Seeking Exemptions from UMIR – rules proposal
- Short Selling