IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

Date

Continuing Education Credit

Compliance continuing education credit: 0.50

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More Details

Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:

  • Complex Order Types
  • Odd Lot Trading – observations
  • Trade Halts in Canada
  • Messaging Rates
  • ETF NAV Trades – refresher
  • Cross Asset Surveillance
  • Seeking Exemptions from UMIR – rules proposal
  • Short Selling

Program Details

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