IIROC’s Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

Date

Continuing Education Credit

Compliance continuing education credit: 1.0

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More Details

Kevin McCoy, Vice-President, Market Compliance and Policy, IIROC and Alex Taylor, Vice-President, Surveillance, IIROC, discussed the following topics in this webcast:

  • ETF - Trading at the NAV
  • Closing Price Orders
  • MM vs mm
  • NCIBs - marking orders
  • LEI Implementation

Program Details

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