IIROC and the Regulation of Crypto-Asset Trading


Continuing Education Credit

Compliance continuing education credit: 1

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The emergence of crypto-asset trading has been an important area of interest to IIROC and regulators around the world. This webcast, recorded at the IIROC Annual Conference last fall, discusses some of the risks associated with crypto-asset trading and possible solutions to address these risks.

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MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.