IIROC and Client Identifiers Online Workshop 2

Date

Continuing Education Credit

Compliance continuing education credit: 1.5

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More Details

This workshop is geared towards technical staff at Dealer Members and their vendors. At this workshop, we will review:

  • implementation milestones leading up to the July 26, 2021 implementation date, including schedules for testing and certification
  • production rollout details for Dealer Members and marketplaces
  • encryption of client LEIs, including
    • technical specifications for encryption
    • enrollment process for Dealer Members
    • encryption key rotation process, including the delivery of encryption keys and the acknowledgement of receipt of keys by Dealer Members
    • sample encryption code.

Program Details

Back to Continuing Education

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We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

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