Date
Continuing Education Credit
Compliance continuing education credit: 0.5
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Enforcement plays a key role in our pursuit to protect investors and support healthy capital markets across Canada. IIROC’s Enforcement team is committed to pursuing cases that prevent future wrongdoing and improve industry standards and practices.
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.