Cybersecurity Threat Landscape

Date

Continuing Education Credit

Compliance continuing education credit: 1.25

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This workshop is geared towards technical staff at Dealer Members and their vendors.

In this webcast, we discuss the cybersecurity threat landscape both globally and in Canada. We talk about specific cyber threats that have arisen since the pandemic began and some ways in which firms can stay vigilant and protect themselves and their clients from an attack.

Details

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MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.