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Consolidation of IIROC and the MFDA

Date

Continuing Education Credit

Compliance CE credit : 0.25

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On September 29, 2022, members of the Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) passed a special resolution approving the amalgamation of the two self-regulatory organizations (SROs).

The MFDA and IIROC are working towards a December 31, 2022, closing of the amalgamation.

This webcast highlights how, under the leadership of the Canadian Securities Administrators, the two SROs have been planning the integration and are working together to achieve a collective goal of making the New SRO more efficient, effective and one that ultimately leads to better outcomes for Canadians and for the investment industry.

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Welcome to CIRO.ca!

We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

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