IIROC’s role is to protect investors and promote high industry standards, including by acting as a gatekeeper.
In order to apply to IIROC, an individual must be sponsored by an IIROC-regulated Dealer Member. Dealer Members are encouraged to conduct due diligence on applicants, including by requesting a copy of their registration file from IIROC.
How to apply
The National Registration Database (NRD) is an online system for filing registration forms.
For additional information regarding individual registration, please contact your firm’s IIROC Registration Manager.
Commonly used forms, including NRD forms, are contained on our Forms page. NRD forms and any reportable changes are filed electronically at www.nrd.ca.
TheNRD User Guideprovides how-to and reference guides on NRD submissions, amendments, notices, fees and reports. For questions about NRD forms contact the NRD administrator at 1-800 219-5381 or by fax at 1-866-729-8011.