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List of acceptable trade matching utilities for broker-to-broker trade matching

This list is published from time to time and identifies the broker-to-broker trade matching utilities that meet the definition of acceptable trade matching utility in section 4751 of the IIROC Rules. For each non-exchange trade involving CDS eligible securities, executed by a Dealer Member with another Dealer Member, the Dealer Member must at or before 6pm on the day the trade was executed:

  • enter the trade into an acceptable trade matching utility, or
  • accept or reject the trade entered into an acceptable trade matching utility by another Dealer Member.

List of acceptable trade matching utilities for broker-to-broker trade matching - Attachment (pdf)

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