This list is published from time to time and identifies entities that meet the definitions of “acceptable clearing corporation” and “acceptable securities location” (depositories and clearing agencies section) in the general notes and definitions to Form 1. These entities are considered suitable to clear, settle, and hold customer and Dealer Member (inventory) securities or derivatives without capital penalty to the Dealer Member provided that other related IIROC Rules are met.
Welcome to CIRO.ca!
We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.