Limited recourse call loan agreement

This agreement is a loan agreement between a lender and a Dealer Member in which the lender has agreed to loan an amount to the Dealer Member under the terms in the agreement and Schedule 1 accompanying the agreement. The amount loaned is to be used in the business of the Dealer Member for the acquisition or financing of securities issued by the lender. The financed securities represent claims by the lender under the agreement.

Limited recourse call loan agreement - Attachment (pdf)

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on and