This agreement is a loan agreement between a lender and a Dealer Member in which the lender has agreed to loan an amount to the Dealer Member under the terms in the agreement and Schedule 1 accompanying the agreement. The amount loaned is to be used in the business of the Dealer Member for the acquisition or financing of securities issued by the lender. The financed securities represent claims by the lender under the agreement.
Welcome to CIRO.ca!
We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.