Investors

IIROC protects investors like you by:

• setting high regulatory and investment industry standards 
• overseeing trading activity on Canadian debt and equity marketplaces 
• investigating and disciplining misconduct by regulated firms or advisors. 

In addition, we have resources to help investors – from first timers to seniors – whether you are trying to find the right advisor, want to know how to make a complaint, or are simply interested in investment basics.