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Arbitration Statistics



These statistics highlight IIROC’s arbitration cases by calendar year (unless otherwise noted) in which cases are opened. Read more about arbitration and IIROC.

 

IIROC Arbitration Statistics 2021

Annual 2020 (ending December 31, 2020)

  • No new cases were opened in 2020

  • Two cases were resolved (through settlement and arbitration)

  • There were two open cases at the end of the year awaiting final determination involving allegations of negligence, unauthorized trading, false representation and fraud

  • Average amount claimed for the cases ongoing throughout 2020 was $500,000

 


 

IIROC Arbitration Statistics 2020

Annual 2019 (ending December 31, 2019)

  • One case was reopen in 2019 involving allegations of unauthorized trading and misrepresentations.

  • Five cases were closed in 2019.

  • There were four open cases at the end of the year awaiting final determination involving allegations of negligence, breach of fiduciary duty, unauthorized trading and fraud.

  • Average amount claimed for the cases ongoing throughout the year was $270,000.

 


 

​IIROC Arbitration Statistics 2019

Annual 2018 (ending December 31, 2018)

  • Three new cases were opened in 2018.

  • New cases deal primarily with issues of unsuitable trading, negligence and breach of fiduciary duty.

  • Average amount claimed was approximately $200,000.

  • Five cases were closed in 2018.

  • There were six open cases at the end of the year awaiting final determination.

 


 

​IIROC Arbitration Statistics 2018

Annual 2017 (ending December 31, 2017)

  • Six new cases were opened in 2017.

  • The cases deal with issues of misrepresentation, negligence, unsuitable trading and breach of fiduciary duty.

  • The average amount claimed was approximately $375,000.

  • Seven cases were closed in 2017.

  • There are currently seven open cases, all of which are either active or awaiting final determination.

 

Previous Years