Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 174 firms and their 32,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members.

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
Citadel Securities Canada ULC

First Canadian Place, 100 King Street West
Suite 4720, P.O. Box 147
Toronto ON M5X 1C7

Citigroup Global Markets Canada Inc.

123 Front Street West
Suite 1900
Toronto ON M5J 2M3

Clarus Securities Inc.

Exchange Tower
130 King Street West, Suite 3640
Toronto ON M5X 1A9

Clear Street Canada Inc.

30 Adelaide St. East, 12th Floor
Toronto Ontario Canada M5C 2C5

CMC Markets Canada Inc.

3550 - 81 Bay Street
Toronto, ON

Coinsquare Capital Markets Ltd.

590 King Street West
Suite 400
Toronto, Ontario M5V 1M3

1 877 620 9006

Cormark Securities Inc.

200 Bay Street, Suite 1800
Royal Bank Plaza, North Tower, P.O. Box 63
Toronto ON M5J 2J2

Creation Wealth Capital Inc.

55 Connaught Street
Oshawa, ON
L1G 2H1

Credential Qtrade Securities Inc.

800 - 1111 West Georgia Street
Vancouver BC V6E 4T6

Credit Suisse Securities (Canada), Inc.

1 First Canadian Place
Suite 2900, P.O. Box 301
Toronto ON M5X 1C9


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We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.