Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 174 firms and their 32,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members.

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
A.G.P. Canada Investments ULC

5063 North Service Road
Suite 100
Burlington, Ontario L7L 5H6


Acker Finley Inc.

181 University Avenue
Suite 1400
Toronto ON M5H 3M7

Acumen Capital Finance Partners Limited

500 - 4th Ave. SW
Suite 800
Calgary AB T2P 2V6

Admiral Markets Canada Ltd.

Terms and Conditions

One Canada Square Canary Wharf
London E14 5AB United Kingdom

+44 207 726 4003
Agentis Capital Markets Limited Partnership

999 West Hastings St
Vancouver British Columbia Canada V6C 2W2


AimStar Capital Group Inc.

7050 Woodbine Avenue
Suite 201
Markham Ontario Canada L3R 4G8


Aligned Capital Partners Inc.

1001 Champlain Avenue
Suite 300
Burlington ON L7L 5Z4

Argosy Securities Inc.

1725, 16th Avenue
Suite 101
Richmond Hill ON L4B 0B3

Arton Investments

1 Westmount Square
Suite 1110
Montréal QC H3Z 2P9

Assante Capital Management Ltd.

199 Bay Street
Suite 2700
Toronto, ON M5L 1E2


Welcome to!

We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.