Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 174 firms and their 32,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members.

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
Citigroup Global Markets Canada Inc.

123 Front Street West
Suite 1900
Toronto ON M5J 2M3

CJ Securities Inc.

1-3401, boulevard Sainte-Anne
Québec QC G1E 3L4

Clarus Securities Inc.

Exchange Tower
130 King Street West, Suite 3640
Toronto ON M5X 1A9

CMC Markets Canada Inc.

100 Adelaide Street West
Suite 2915
Toronto ON M5H 1S3

Coinsquare Capital Markets Ltd.

590 King Street West
Suite 400
Toronto, Ontario M5V 1M3

1 877 620 9006

Cormark Securities Inc.

200 Bay Street, Suite 1800
Royal Bank Plaza, North Tower, P.O. Box 63
Toronto ON M5J 2J2

Creation Wealth Capital Inc.

55 Connaught Street
Oshawa, ON
L1G 2H1

Credential Qtrade Securities Inc.

800 - 1111 West Georgia Street
Vancouver BC V6E 4T6

Credit Suisse Securities (Canada), Inc.

1 First Canadian Place
Suite 2900, P.O. Box 301
Toronto ON M5X 1C9

CTI Capital Securities Inc.

1175 Ave. Bernard (Ouest), Bureau 203
Montréal (Outremont)
Québec, H2V 1V5


MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on and