All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 174 firms and their 32,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
|Citigroup Global Markets Canada Inc.||
123 Front Street West
|Clarus Securities Inc.||
|Clear Street Canada Inc.||
30 Adelaide St. East, 12th Floor
|CMC Markets Canada Inc.||
100 Adelaide Street West
|Coinsquare Capital Markets Ltd.||
590 King Street West
1 877 620 9006
|Cormark Securities Inc.||
200 Bay Street, Suite 1800
|Creation Wealth Capital Inc.||
55 Connaught Street
|Credential Qtrade Securities Inc.||
800 - 1111 West Georgia Street
|Credit Suisse Securities (Canada), Inc.||
1 First Canadian Place
|CTI Capital Securities Inc.||
1175 Ave. Bernard (Ouest), Bureau 203