All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 174 firms and their 32,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
| Organization Name | Address |
|---|---|
| Citigroup Global Markets Canada Inc. | 123 Front Street West 416-947-5537 www.citigroup.com |
| CJ Securities Inc. | 1-3401, boulevard Sainte-Anne 418-933-3522 www.cjsecurities.com |
| Clarus Securities Inc. | Exchange Tower 416-343-2777 www.clarussecurities.com |
| CMC Markets Canada Inc. | 100 Adelaide Street West 416-682-5000 www.cmcmarkets.ca |
| Coinsquare Capital Markets Ltd. | 590 King Street West 1 877 620 9006 |
| Cormark Securities Inc. | 200 Bay Street, Suite 1800 416-362-7485 www.cormark.com |
| Creation Wealth Capital Inc. | 55 Connaught Street 416-775-1040 www.creationwealthcapital.com |
| Credential Qtrade Securities Inc. | 800 - 1111 West Georgia Street 604-714-3900 www.credentialsecurities.com |
| Credit Suisse Securities (Canada), Inc. | 1 First Canadian Place 416-352-4600 www.credit-suisse.com |
| CTI Capital Securities Inc. | 1175 Ave. Bernard (Ouest), Bureau 203 514-861-3500 www.ctifondsmutuels.com |