All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 175 firms and their 30,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on suspended Dealer Members, read the related notices on:
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
| Organization Name | Address |
|---|---|
| Citigroup Global Markets Canada Inc. | 123 Front Street West 416-947 5757 |
| CJ Securities Inc. | 1-3401, boulevard Sainte-Anne 418-933-3522 |
| Clarus Securities Inc. | Exchange Tower 416-343-2777 |
| CMC Markets Canada Inc. | 100 Adelaide Street West 416-682-5000 |
| Cormark Securities Inc. | 200 Bay Street, Suite 1800 416-362-7485 |
| Creation Wealth Capital Inc. | 121 King Street West 416-775-1040 |
| Credential Qtrade Securities Inc. | 800 - 1111 West Georgia Street 604-714-3900 |
| Credit Suisse Securities (Canada), Inc. | 1 First Canadian Place 416-352-4600 |
| CTI Capital Securities Inc. | 1, Place Ville-MArie 514-861-3500 |
| Cumberland Private Wealth Management Inc. | 99 Yorkville Avenue 416-929-1090 |