All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 174 firms and their 32,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
|Wealthsimple Investments Inc.||
201 - 80 Spadina Avenue
|Wellington-Altus Private Wealth Inc.||
201 Portage Ave, Suite 2500
|Wells Fargo Securities Canada, Ltd.||
22 Adelaide Street West
|Worldsource Securities Inc.||
625 Cochrane Drive