Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 174 firms and their 32,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members.

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
AURAY Capital Canada inc.

600, rue de la Gauchetière Ouest
Bureau 2740
Montréal QC H3B 4L8

B2B Bank Securities Services Inc.

199 Bay Street, Suite 610
P.O. Box 35, STN Commerce Court
Toronto ON M5L 0A3

Barclays Capital Canada Inc.

Bay Adelaide Centre
333 Bay Street, Suite 4910, Box #9
Toronto ON M5H 2R2

Beacon Securities Limited

66 Wellington Street West
Suite 4050, P.O. Box 160
Toronto ON M5K 1H1

Bloom Burton Securities Inc.

65 Front Street East
Suite 300
Toronto ON M5E 1B5

Bloomberg Tradebook Canada Company

161 Bay Street
Suite 4300
Toronto ON M5J 2T3

BMO InvestorLine Inc.

100 King Street West
9th Floor
Toronto ON M5X 1A1

BMO Nesbitt Burns Inc.

100 King Street West
3rd Floor, PO Box 150
Toronto ON M5X 1H3

BNP Paribas (Canada) Securities Inc.

2001 Robert-Bourassa
9e étage
Montréal QC H3A 2A6

Brant Securities Limited

220 Bay Street
Suite 300
Toronto ON M5J 2W4


MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on and