All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices.
IIROC oversees approximately 174 firms and their 32,000 registered representatives.
We refer to the firms that we regulate as IIROC Dealer Members.
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
IIROC Dealer Members by Peer Group
- Download the list of IIROC Dealer Members by Peer Group (pdf).
Dealers we regulate
| Organization Name | Address |
|---|---|
| Acker Finley Inc. | 181 University Avenue 416-777-9005 www.ackerfinley.com |
| Acumen Capital Finance Partners Limited | 500 - 4th Ave. SW 403-571-0300 www.acumencapital.com |
| Admiral Markets Canada Ltd. | One Canada Square Canary Wharf +44 207 726 4003 www.admiralmarkets.com |
| Agentis Capital Markets Limited Partnership | 999 West Hastings St 604-687-1597 |
| AimStar Capital Group Inc. | 7050 Woodbine Avenue 905-906-5288 |
| Aligned Capital Partners Inc. | 1001 Champlain Avenue 905-639-5115 www.alignedcapitalpartners.com |
| Argosy Securities Inc. | 1725, 16th Avenue 905-709-7066 www.argosysecurities.com |
| Arton Investments | 1 Westmount Square 514-935-9333 www.artoninvest.com |
| Assante Capital Management Ltd. | 199 Bay Street 416-348-9994 www.assante.com |
| ATB Capital Markets Inc. | #410, 585 - 8th Avenue SW 403-539-8600 www.atbcapitalmarkets.com |