Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 175 firms and their 30,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members. 

For more information on suspended Dealer Members, read the related notices on:

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
Citigroup Global Markets Canada Inc.

123 Front Street West
Suite 1900
Toronto ON M5J 2M3

416-947 5757

www.citigroup.com

CJ Securities Inc.

1-3401, boulevard Sainte-Anne
Québec QC G1E 3L4

418-933-3522

www.cjsecurities.com

Clarus Securities Inc.

Exchange Tower
130 King Street West, Suite 3640
Toronto ON M5X 1A9

416-343-2777

www.clarussecurities.com

CMC Markets Canada Inc.

100 Adelaide Street West
Suite 2915
Toronto ON M5H 1S3

416-682-5000

www.cmcmarkets.ca

Cormark Securities Inc.

200 Bay Street, Suite 1800
Royal Bank Plaza, North Tower, P.O. Box 63
Toronto ON M5J 2J2

416-362-7485

www.cormark.com

Creation Wealth Capital Inc.

121 King Street West
Suite 2140
Toronto ON M4P 2E5

416-775-1040

www.creationwealthcapital.com

Credential Qtrade Securities Inc.

800 - 1111 West Georgia Street
Vancouver BC V6E 4T6

604-714-3900

www.credentialsecurities.com

Credit Suisse Securities (Canada), Inc.

1 First Canadian Place
Suite 2900, P.O. Box 301
Toronto ON M5X 1C9

416-352-4600

www.credit-suisse.com

CTI Capital Securities Inc.

1, Place Ville-MArie
Bureau 1050
Montréal QC H3B 4S6

514-861-3500

www.ctifondsmutuels.com

Cumberland Private Wealth Management Inc.

99 Yorkville Avenue
Suite 300
Toronto ON M5R 3K5

416-929-1090

www.cpwm.ca