Dealers We Regulate

All firms and their registered representatives that are in the business of advising on or trading in securities in Canada must be members of IIROC and follow IIROC rules for business conduct, financial operations and trading practices. 

IIROC oversees approximately 175 firms and their 30,000 registered representatives.

We refer to the firms that we regulate as IIROC Dealer Members. 

For more information on suspended Dealer Members, read the related notices on:

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.

IIROC Dealer Members by Peer Group

Dealers we regulate

Organization Name Address
Canaccord Genuity Corp.

609 Granville Street, Suite 2200
P.O. Box 10337, Pacific Centre
Vancouver BC V7Y 1H2

604-643-7300

www.canaccord.com

Canada Life Securities Ltd.

255 Dufferin Avenue
London ON N6A 4K1

519-434-3268

www.canadalife.com

Canadian ShareOwner Investments Inc.

241 Spadina Avenue
3rd Floor
Toronto ON M5T 2E2

416-595-7200

www.ShareOwner.com

CanDeal Markets Inc.

50 Bay Street
Suite 1200
Toronto ON M5J 2Z8

416-814-7800

www.candeal.ca

Cantor Fitzgerald Canada Corporation

181 University Avenue
Suite 1500
Toronto ON M5H 3M7

416-350-1213

www.cantor.ca

Casgrain & Company Limited

1200, Avenue McGill Collège
21e étage
Montréal QC H3B 4G7

514-871-8080

www.casgrain.ca

CI Investment Services Inc.

199 Bay St. Suite 2600
P.O. Box 108, STN Commerce Court
Toronto ON M5L 1E2

416-235-0200

www.ciinvestmentservices.com

CIBC Investor Services Inc.

800 Bay Street
2nd, 3rd And 5th Floors
Toronto ON M5S 3A9

416-351-4343

www.investorsedge.cibc.com

CIBC World Markets Inc.

161 Bay Street
P.O. Box 500
Toronto ON M5J 2S8

416-594-7000

www.cibcwm.com

Citadel Securities Canada ULC

First Canadian Place, 100 King Street West
Suite 4720, P.O. Box 147
Toronto ON M5X 1C7

416-306-1169

www.citadelsecurities.com