IIROC sets, monitors and enforces dealer firm and registrant business and financial conduct rules. It also sets, monitors and enforces rules governing trading activities on Canadian equity marketplaces.
Effective July 1, 2018, Dealer Members must include the IIROC logo on all client account statements. Download the
"Regulated by" IIROC logo.
Access the IIROC
Cybersecurity information and resources
Corporate Bond Information website