This list is published from time to time and identifies the regulators and self-regulatory organizations whose members meet the definition of a “regulated entity” in the general notes and definitions to Form 1. A regulated entity is a counterparty with whom a Dealer Member may deal with on a value for value basis, with mark to market imposed on the outstanding transactions.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.