Ethics Courses Recognized by IIROC in the Continuing Education Program

The courses listed below satisfy the compliance course requirement of the IIROC Continuing Education Program.

Continuing Education participants may repeat the below courses in two continuing education program cycles as described in the Continuing Education Rules and the Guidance on IIROC’s Continuing Education Program.

Course Administered By CECAP Program Number
Ethics and the Investment Industry C’Life Inc. 009465
CE Ethics Course, Retail version CSI - Canadian Securities Institute 008410
Ethics for Institutional Registrants CSI - Canadian Securities Institute 008516