IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.
| 22-0077
Rulebook: :
UMIR, Legacy DMR Rules
Notice type: :
Exemption
| 21-0231
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
| 21-0213
Rulebook: :
IIROC Rules, UMIR, Legacy DMR Rules
Notice type: :
Exemption
| 21-0204
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
| 21-0206
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
| 21-0199
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
| 21-0197
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
| 21-0191
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.