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Dealer Member Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

Show notices:

| 22-0077

Exemptions Granted by IIROC in 2021
Rulebook: :
UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0231

List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0230

Custodial Agreements
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0213

Exemptions Granted by the IIROC Board of Directors – Insurance and Custody Exemptions Relating to Crypto Asset Trading
Rulebook: :
IIROC Rules, UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0208

Custodial Agreements
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0204

List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0206

List of securities eligible for reduced margin (LSERM)
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0199

List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0197

List of foreign market indices whose constituent securities are eligible for margin
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0191

List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

Welcome to CIRO.ca!

We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

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