Dealer Member Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

Show notices:

| 22-0077

Rulebook: :
UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0231

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0230

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0213

Rulebook: :
IIROC Rules, UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0208

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0204

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0206

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0199

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0197

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0191

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

Welcome to CIRO.ca!

We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.