Dealer Member Notices and Guidance

IIROC carries out its regulatory responsibilities under Recognition Orders from the provincial and territorial securities regulatory authorities that make up the Canadian Securities Administrators (CSA). IIROC is subject to oversight and regular operational reviews by CSA members.

Show notices:

| 22-0077

Rulebook: :
UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0231

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0230

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0213

Rulebook: :
IIROC Rules, UMIR, Legacy DMR Rules
Notice type: :
Exemption

| 21-0204

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0208

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0206

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0199

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0197

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical

| 21-0191

Rulebook: :
Legacy DMR Rules
Notice type: :
Technical